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CFTC Fines StoneX $650,000 for ‘Business Conduct’ Violations

CFTC Fines StoneX $650,000 for 'Business Conduct' Violations

The Commodity Futures Trading Commission (CFTC) has brought a tough enforcement action against swap dealer StoneX. The CFTC alleges violations of its Business Conduct Standards. Under the terms of the CFTC's order, the respondent will have to a $650,000 penalty. StoneX will also submit regular repor

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